As a successful advisor, client relationships are your most valuable asset. Protecting those relationships during a business transition calls for responsive, professional support throughout your move.
At E.K. Riley, we have the experience, technology and trained staff to make your transition as swift and seamless as possible. Your decision to become an independent advisor should reinvigorate your existing client relationships and help you garner new ones. Our dedicated transition team will help make that happen.
Going independent at E.K. Riley never means going it alone. Our transition specialists will oversee every facet of your move, including all of the vital components: paperwork transfer, registrations, technology upgrades, marketing, compliance and operations support.
- Systems utilizing the latest technology allow quick and accurate account paperwork processing. Rigid adherence is paid to broker protocol client information limitations. We will do our best to have completed paperwork in your clients’ hands within 24 hours!
- Prompt, efficient registration processing lets you get back to talking to your customers. Fast.
- State-of-the-art internet technology connects you and your staff to our technology platform within hours so you can resume serving clients.
- You receive sharp, professional branding materials on your first day; everything you need to get your E.K. Riley office up and running: signage, letterhead, business cards, and marketing materials.
- Acting as liaison, your transition specialist will coordinate your needs with each department, guiding you through your transition with professionalism, patience and courtesy. Your new business will quickly be up and running at peak efficiency.
Our promise is to make your transition as seamless as possible, leaving you free to serve your clients and enhance your business.