A WORD FROM THE CHAIRMAN

The developments in the financial markets over the last few years have caused many investors to rethink their financial strategies and relationships. I wonder if there has ever been a time when reliable, independent financial advice has been more important or provided a greater value?

 

Throughout the recent period of economic uncertainty, we have remained true to our guiding principle of 'old values, new approach.' Our steadfast belief of keeping our clients interests first has been validated through good times and bad. The sustained relationships and unwavering trust of our clients confirms we have chosen the right course.

 

 

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A WORD FROM THE CHAIRMAN
OUR PHILOSOPHY
OUR FINANCIAL PROFESSIONALS
INVESTING IN THE COMMUNITY

Our continued growth allows our representatives to serve clients in locations throughout the United States. By providing independence and access to a comprehensive array of quality products, we have attracted some of the industry's most competent and dedicated advisors. They are free to pursue their careers in an independent environment that rewards professionalism and emphasizes client service. We gratefully acknowledge their confidence.

 

Finally, we appreciate the support and contributions of First Clearing* and their affiliation with Wells Fargo, our partner for securities clearing and execution services. Despite the challenges in recent years, their stability has helped us expand the availability of quality products and deliver on our 'client-first' assurance.

 

Having earned the reputation as a premier regional investment firm, we look forward to continuing our growth and progress in serving the needs of our investor clients. To them we make this promise: We will never lose sight of our founding principles and never weaken our resolve to always put your interests first. 

 

Question or comments? Give me a call - 206.832.1524.of sucess

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1420 5th Avenue • Suite 3300

Seattle, Washington 98101

 

800.809.9317 Toll-Free

206.832.1520 Direct

Copyright 2014. E.K. Riley Investments, LLC. E.K. Riley Investments, LLC is a dually registered broker-dealer and registered investment adviser. Securities and advisory services are offered through E.K. Riley Investments, LLC. As a broker-dealer providing brokerage services, E.K. Riley Investments, LLC is registered in all 50 states. As an SEC registered investment adviser, E.K. Riley Investments, LLC is notice filed in the State of Washington and certain other states. E.K. Riley Investments, LLC may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.

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* First Clearing is a trade name of Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company 

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