Small business owners face daily challenges; investment management need not be one of them. At E.K. Riley, we provide investment expertise so you can focus on the management and growth of your business. 

 

Cash and Investment Management

 

Cash is the lifeblood of any business. Large corporations have staff resources to maximize cash and investment management; small business owners need a responsible financial partner with access to competitive resources to help level the playing field. E.K. Riley is that committed financial partner.

 

We understand and support small business owners with pragmatic investment advice and financial products. We can help make your company more competitive and your money work harder with investment products designed to enhance liquidity and address the challenges you face every day.

 

Our advisors' independence and problem-solving attitude resonates with small business owners and entrepreneurs. The result is synergistic.

 

Retirement Plans

 

Today's competitive marketplace requires small business owners to provide retirement benefits for their employees, as well as themselves. A good plan has many advantages, including the dedication and loyalty of employees who know you are working to build their future. With the right retirement plan, you can attract and retain the highest quality associates, as well as help meet your own goals for financial security.

 

E.K. Riley can help you answer the difficult question, 'What plan is right for me and my business?' Whether the answer is a 401(k), SEP, Simple IRA or a defined benefit plan, we can help you implement that plan and integrate it into your business. 

 

Capital Markets

 

Serving companies throughout the United States with a northwest regional focus, E.K. Riley Capital Markets Group offers full access to taxable or tax-exempt markets, with comprehensive trading, sales support, and experienced insight. We are versed in the range of investment needs of our business and institutional clients, and provide the strategies advice and execution services they need to success. We serve:

 

  • Small Businesses 

  • Investment Managers

  • Insurance Companies

  • Regional Banks

  • Municipal Clients 

 

 

 

SMALL BUSINESS SERVICES

BROKERAGE ACCOUNTS
SMALL BUSINESS SERVICES
ADVISORY ACCOUNTS
PRODUCTS AVAILABLE

Account Protection

Terms of Use

Customer Privacy Policy

Online Privacy Policy

Identity Theft Protection

Clearing Instructions

Find Your Financial Advisor

Fee Schedule

Account Disclosures

E.K. Riley Disclosures

Brokerage Accounts

Know Your Broker

Investor Education

Order Routing Information

Patriot Act

Cash Sweep Programs

1420 5th Avenue • Suite 3300

Seattle, Washington 98101

 

800.809.9317 Toll-Free

206.832.1520 Direct

Copyright 2014. E.K. Riley Investments, LLC. E.K. Riley Investments, LLC is a dually registered broker-dealer and registered investment adviser. Securities and advisory services are offered through E.K. Riley Investments, LLC. As a broker-dealer providing brokerage services, E.K. Riley Investments, LLC is registered in all 50 states. As an SEC registered investment adviser, E.K. Riley Investments, LLC is notice filed in the State of Washington and certain other states. E.K. Riley Investments, LLC may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.

​

* First Clearing is a trade name of Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company 

Online Access

  • OUR COMPANY

  • INDIVIDUAL INVESTING

  • CAREER OPPORTUNITIES

  • CONTACT US

  • More